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SECURITIES INVESTOR PROTECTION CORP. v. EXECUTIVE SEC. CORP.

No. 75 Civ. 733 (CHT).

433 F.Supp. 470 (1977)

SECURITIES INVESTOR PROTECTION CORPORATION, Applicant, v. EXECUTIVE SECURITIES CORPORATION, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. EXECUTIVE SECURITIES CORPORATION et al., Defendants.

United States District Court, S. D. New York.

May 26, 1977.

Attorney(s) appearing for the Case

LeBoeuf, Lamb, Leiby & MacRae, New York City, for Trustee; Eric H. Moss, New York City, of counsel.

Richard O. Bertoli, pro se.

TENNEY, District Judge.

The trustee of Executive Securities Corporation ("Executive"), appointed by this Court for the liquidation of Executive pursuant to the Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq., moves that the Court find Richard O. Bertoli in contempt for his failure to obey lawful subpoenas duces tecum as well as direct orders of this Court. The Court reaffirms its earlier assessment of attorneys' fees and damages...

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