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SULLIVAN v. CHASE INV. SERVICES OF BOSTON, INC.

No. C-76-1783-CBR.

434 F.Supp. 171 (1977)

Mary W. SULLIVAN et al., Plaintiffs, v. CHASE INVESTMENT SERVICES OF BOSTON, INC., a corporation, et al., Defendants.

United States District Court, N. D. California.

March 25, 1977.

Attorney(s) appearing for the Case

Anthony P. David, John Bilyeu Oakley, San Francisco, Cal., for plaintiffs.

Steinhart, Goldberg, Feigenbaum & Ladar, Marvin D. Morgenstein, John Curran Ladd, Eliot S. Jubelirer, San Francisco, Cal., for defendants Chase Investment Services of Boston, Inc.; Phoenix Investment Counsel of Boston, Inc.; Virginia Spencer; Frederick G. Thorne; John P. Chase; Richard A. Spindler.

Dinkelspiel & Dinkelspiel, Bruce W. Belding, San Francisco, Cal., for defendants E. F. Hutton & Company, Inc., and Thomas William Mitchum, Jones and Templeton, Inc., and Harold Harris.

Severson, Werson, Berke & Melchior, Robert L. Lofts, D. Ronald Ryland, San Francisco, Cal., for defendants Monte J. Wallace and Neil W. Wallace.

Arnold & Porter, Richard J. Wertheimer, Paul S. Ryerson, Washington, D.C., McKenna & Fitting, Paul Fitting, Charles G. Miller, San Francisco, Cal., for defendants Sullivan and Worcester, John Hand, and Thomas R. B. Wardell.

Sullivan, Jones & Archer, Richard J. Archer, Lee J. Sclar, San Francisco, Cal., for defendants Dean Witter & Co., Incorporated, and John Gates.

MEMORANDUM OF OPINION

RENFREW, District Judge.

This is an action against Chase Investment Services of Boston, Inc. ("CIS"), and 27 other defendants, seeking to recover damages for the publishing of allegedly fraudulent and deceptive promotional materials ("brochures") and the making of certain other deceitful statements describing the investment advisory services offered by CIS. Plaintiffs alleged that these misstatements were willfully made with the purpose...

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