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BERRY v. SOUZA

No. 75-3404.

564 F.2d 1347 (1977)

Brent L. BERRY, Plaintiff-Appellant, v. Al SOUZA, and his wife Jane Doe Souza, Defendants-Appellees, and Walston & Co., Inc., Defendant.

United States Court of Appeals, Ninth Circuit.

November 28, 1977.

Attorney(s) appearing for the Case

Thomas L. Mui (argued), Honolulu, Hawaii, for plaintiff-appellant.

Robert H. Logan (argued), Long Beach, Cal., for defendants-appellees.

Before WATERMAN, KENNEDY, and ANDERSON, Circuit Judges.

WATERMAN, Circuit Judge:

Appellant Berry brought an action in the United States District Court for the Western District of Washington against Walston & Company, Inc. (hereinafter "Walston"), a stock brokerage firm, and appellee Al Souza, an employee of Walston.1 Each of the five claims contained in the complaint specifically alleged violations of either: (1) the anti-fraud provision of the...

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