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BACHE HALSEY STUART INC. v. ROWADY

No. 77 C 1564.

437 F.Supp. 1075 (1977)

BACHE HALSEY STUART INCORPORATED, Plaintiff, v. Lewis ROWADY et al., Defendants.

United States District Court, N. D. Illinois, E. D.

May 25, 1977.

Attorney(s) appearing for the Case

N. A. Giambalvo, James W. Collins, Lawrence M. Gavin, Boodell, Sears, Sugrue, Giambalvo & Crowley, Chicago, Ill., for plaintiff.

Robert A. Hudson, Hoops & Hudson, Detroit, Mich., Barry T. McNamara, O'Brien, Carey, McNamara & Scheuneman, Ltd., Chicago, Ill., Peter J. Chepuavage, National Association of Securities Dealers, Washington, D.C., for defendant.

MEMORANDUM OF DECISION

JULIUS J. HOFFMAN, Senior District Judge.

This is an action by plaintiff Bache Halsey Stuart Inc. for an order declaring that certain matters now in dispute between it and the individual defendants, Lewis Rowady, Fred L. Davis, Tamar Nichols and Dimitri Kirill, are not arbitrable, and that the defendant National Association of Securities Dealers, Inc. (NASD) therefore lacks authority and/or jurisdiction to hear the matters. Additionally...

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