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PALMER v. THOMSON & McKINNON AUCHINCLOSS, INC.

Civ. No. H-74-42.

427 F.Supp. 915 (1977)

Raymond L. PALMER and Cora R. Palmer v. THOMSON & McKINNON AUCHINCLOSS, INC.

United States District Court, D. Connecticut.

March 1, 1977.

Attorney(s) appearing for the Case

W. Wilson Keithline, Alcorn, Bakewell & Smith, Hartford, Conn., for plaintiffs.

Americo R. Cinquegrana, Day, Berry & Howard, Ernest A. Inglis, Jr., Philip S. Walker, Hartford, Conn., for defendant.

RULING ON CROSS-MOTIONS FOR SUMMARY JUDGMENT

BLUMENFELD, District Judge.

In this action for recission and damages, plaintiffs charge the defendant brokerage firm with violating the federal securities laws and regulations thereto by leading the plaintiffs into sophisticated margin transactions in speculative securities, inappropriate to their financial needs and circumstances. Plaintiffs and defendant have executed a stipulation of fact and cross-moved for...

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