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STIMMEL v. SHEARSON, HAMMILL & CO., INC.

Civ. No. 73-984.

411 F.Supp. 345 (1976)

Stuart R. STIMMEL and Esther Stimmel, Plaintiffs, v. SHEARSON, HAMMILL & CO., INCORPORATED, a Delaware Corporation, Defendant.

United States District Court, D. Oregon.

March 8, 1976.

Attorney(s) appearing for the Case

Douglas P. Devers, Joss & Bosch, Portland, Or., for plaintiffs.

Donald W. McEwen, Hardy, Buttler, McEwen, Weiss & Newman, Portland, Or., for defendant.

Lee Johnson, Atty. Gen., State of Oregon, Beverly B. Hall, Asst. Atty. Gen., Portland, Or., amicus curiae.

OPINION

SKOPIL, District Judge:

INTRODUCTION

This is an action to recover damages for violation of the Oregon Securities Law. Plaintiffs, Stuart R. Stimmel and Esther Stimmel, are citizens of Oregon. Defendant, Shearson, Hammil & Co., Incorporated, is a Delaware corporation with its principal place of business in New York. Defendant is registered as a broker-dealer of securities in several states, including Oregon and California. The value...

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