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PLUNKETT v. DOMINICK & DOMINICK, INC.

Civ. No. N-75-161.

414 F.Supp. 885 (1976)

Mary D. PLUNKETT v. DOMINICK & DOMINICK, INCORPORATED, et al.

United States District Court, D. Connecticut.

April 27, 1976.

Attorney(s) appearing for the Case

William J. Doyle, New Haven, Conn., for plaintiff.

Stephen I. Traub, New Haven, Conn., Anthony J. DePanfilis, Darien, Conn., for defendants.

RULING ON MOTIONS TO DISMISS

NEWMAN, District Judge.

These motions to dismiss counts I, II, and III of the amended complaint by defendant Reynolds Securities, Inc. [Reynolds] and to dismiss counts II and III of the amended complaint by Dominick & Dominick, Incorporated [Dominick] raise unsettled issues concerning the secondary liability of a broker-dealer for the acts of one of its employees.1 The complaint alleges that defendant...

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