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WALSH v. BUTCHER & SHERRERD

Civ. A. No. 74-835.

395 F.Supp. 597 (1975)

Katharine C. WALSH, on behalf of herself and all others similarly situated, Plaintiff, v. BUTCHER & SHERRERD and Butcher & Singer, Defendants, and Provident National Bank, Nominal Defendant.

United States District Court, E. D. Pennsylvania.

May 30, 1975.

Attorney(s) appearing for the Case

Cletus P. Lyman, Lyman & Ash, Philadelphia, Pa., for plaintiff.

Edward C. Mengel, Jr., White & Williams, Philadelphia, Pa., for defendants Butcher & Sherrerd and Butcher & Singer.

William S. Rawls, Philadelphia, Pa., for Provident Natl. Bk.

MEMORANDUM

JOSEPH S. LORD, III, Chief Judge.

Plaintiff brought this action seeking to enforce an agreement reached between defendant Butcher & Sherrerd and the Securities and Exchange Commission. The complaint alleges that on or about November 26, 1971, the S.E.C. initiated hearings into whether Butcher & Sherrerd, a partnership acting as broker in the purchase and sale of securities, had violated the securities laws in connection with the "sale...

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