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SECURITIES AND EXCHANGE COMMISSION v. KAPLAN

No. 75 C 931.

397 F.Supp. 564 (1975)

In the Matter of an Application to Enforce an Administrative Subpoena Duces Tecum of the SECURITIES AND EXCHANGE COMMISSION, Applicant, v. Dr. Manuel KAPLAN, Respondent.

United States District Court, E. D. New York.

July 2, 1975.

Attorney(s) appearing for the Case

Lawrence B. Seidman and Neil Lang, Washington, D.C., for plaintiff SEC.

Borden & Ball, New York City, for defendant.

By: Joel S. Hanover, New York City, of counsel.

MEMORANDUM AND ORDER

BRAMWELL, District Judge.

This matter comes before the Court on the application of the Securities and Exchange Commission ("Commission" or "SEC") for an order pursuant to Section 22(b) of the Securities Act of 1933, 15 U.S.C. § 77v(b), and Section 21(c) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(c), directing Dr. Manuel Kaplan to appear and to testify pursuant to a subpoena duces tecum and to produce various...

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