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SECURITIES & EXCHANGE COM'N v. SENEX CORPORATION

Civ. No. 74-53.

399 F.Supp. 497 (1975)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. The SENEX CORPORATION et al., Defendants.

United States District Court, E. D. Kentucky, Covington Division.

March 3, 1975.

Attorney(s) appearing for the Case

David P. Doherty, Asst. Director, Harris S. Ammerman, Washington, D. C., James E. Birchby, Denver, Colo., A. Barry Morewitz, Adele R. Geffen, Washington, D. C., for plaintiff.

Morris Weintraub, Newport, Ky., for defendants Senex Corp., Tarley, Alison, Jay, Malcolm & Co. and BFT, Inc.

Charles G. Atkins, Cincinnati, Ohio, Donald L. Johnson, Newport, Ky., for defendants A. J. Jolly and Mentor Corp.

James S. Cox, Memphis, Tenn., for defendant Thomas N. Street, Jr.

MEMORANDUM

SWINFORD, District Judge*:

This enforcement action commenced by the Securities and Exchange Commission alleges violations of Section 17(a) of the Securities Act of 1933, 15 U.S.C. 77q(a), Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. 78j(b), and Rule 10b-5, 17 C.F.R. 240.10b-5, growing from the offer and sale of $4,425,000 in City of Covington Health Care Revenue Bonds. The complaint seeks preliminary...

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