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SWANK FEDERAL CREDIT U. v. C. H. WAGNER & CO., INC.

Civ. A. Nos. 71-2038-T, 71-2618-T.

405 F.Supp. 385 (1975)

SWANK FEDERAL CREDIT UNION v. C. H. WAGNER & CO., INC., et al. SOMERVILLE SCHOOL EMPLOYEES FEDERAL CREDIT UNION v. C. H. WAGNER & CO., INC., et al.

United States District Court, D. Massachusetts.

December 17, 1975.

Attorney(s) appearing for the Case

Paul J. Lambert, Thomas H. Walsh, Jr., William G. Young, Bingham, Dana & Gould, Boston, Mass., for plaintiffs.

Milton P. Reiser, pro se.

Murray P. Reiser, Boston, Mass., for defendants.

TAURO, District Judge.

These actions are brought by two federally-chartered employees' credit unions seeking to enforce the civil liabilities of Section 12(1) of the Securities Act of 1933, 15 U.S.C. § 77l(1), in connection with the sale to them of certificates of deposit [CD] which were not accompanied by a registration statement approved by the Securities and Exchange Commission.

The original defendants in each case were C. H. Wagner & Co...

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