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MILLER v. SCHWEICKART

No. 74 Civ. 5089.

405 F.Supp. 366 (1975)

Howard M. MILLER et al., Plaintiffs, v. Winfield H. SCHWEICKART et al., Defendants.

United States District Court, S. D. New York.

September 5, 1975.

Attorney(s) appearing for the Case

Freeman, Meade, Wasserman, Sharfman & Schneider, New York City, Laurance V. Goodrich, Brooklyn Heights, N. Y., for plaintiffs; James A. Shanman, New York City, of counsel.

Lunney & Crocco, New York City, for defendants Schweickart & Co., Golashesky, Bennet, Schwerin, Tomasulo and Reimer; Charles A. Crocco, Jr., Luigi P. DeMaio, New York City, of counsel.

OPINION

EDWARD WEINFELD, District Judge.

Plaintiffs commenced this action against the defendants charging violations of the Securities Acts of 1933 and 1934. Plaintiffs were and are limited partners of Schweickart & Co. which until July, 1974 was actively engaged in the securities business as a broker-dealer and was a member firm of the New York Stock Exchange ("Exchange"). The defendants with two exceptions were and are general partners of Schweickart...

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