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SECURITIES INVESTOR PROTECTION CORP. v. ASSOC. UNDERWRITERS, INC.

No. C 276-73.

423 F.Supp. 168 (1975)

SECURITIES INVESTOR PROTECTION CORPORATION, Applicant, Securities and Exchange Commission, Plaintiff, v. ASSOCIATED UNDERWRITERS, INC., Defendant.

United States District Court, D. Utah, C. D.

May 7, 1975.

Attorney(s) appearing for the Case

Theodore H. Focht and Wilfred R. Caron, Washington, D. C., for SIPC.

G. Gail Weggeland, Salt Lake City, Utah, for SEC.

R. William Bradford, Richard L. Blanck and John P. Ashton, Salt Lake City, Utah, Trustees, for defendant.

MEMORANDUM ORDER AND OPINION APPROVING TRUSTEE'S PLAN OF DISTRIBUTION

(In lieu of Findings of Fact and Conclusions of Law under Rule 52(a))

ALDON J. ANDERSON, District Judge.

This case arises out of a liquidation proceeding commenced by the Securities and Exchange Commission (SEC) against Associated Underwriters, Inc., (Associated), a stock brokerage firm, pursuant to the Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa...

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