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BILLS v. SHAW, HOOKER & CO.

No. C-75-0350-CBR.

398 F.Supp. 161 (1975)

William A. BILLS et al., Plaintiffs, v. SHAW, HOOKER & CO. et al., Defendants.

United States District Court, N. D. California.

July 17, 1975.

Attorney(s) appearing for the Case

Robert S. Epstein, Williams, Van Hoesen & Brigham, San Francisco, Cal., for plaintiffs.

Arthur J. Lempert, Layman & Lempert, San Francisco, Cal., for defendant Shaw, Hooker & Co.

Jay R. Martin, Philip Borowsky, Cartwright, Saroyan, Martin & Sucherman, Inc., San Francisco, Cal., for defendant Davis Skaggs & Co., Inc.

Howard S. Burnside, Robert C. Rand, Richard S. Stone, Palo Alto, Cal., for defendant Robert L. Haisman.

Robert B. Hutchinson, Cotchett, Hutchinson & Dyer, San Mateo, Cal., for defendant L. Zachory Taylor.

ORDER GRANTING MOTION TO DISMISS

RENFREW, District Judge.

On February 20, 1975, nineteen plaintiffs filed this action, naming as defendants Shaw, Hooker & Co., and Davis Skaggs & Co., both registered broker-dealers with the Securities and Exchange Commission, and two individuals who are or were registered representatives with Shaw, Hooker & Co. The complaint, as amended, is predicated upon alleged violations of certain provisions of the Securities...

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