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PIONEER FINANCE, ET AL. v. P.S.C.

No. 724 C.D. 1974.

21 Pa.Commw. 447 (1975)

Pioneer Finance Company, William J. Scully, Charles W. Stetzer, Martin C. Stetzer, David G. Stetzer and Rita T. Stetzer, Appellants, v. Commonwealth of Pennsylvania, Pennsylvania Securities Commission, Appellee.

Commonwealth Court of Pennsylvania.

October 28, 1975.

Attorney(s) appearing for the Case

Alan Z. Lefkowitz, with him Raymond M. Komichak, and Kaplan, Finkel, Lefkowitz Roth & Ostrow, for appellants.

Carl F. Safanda, Chief Counsel, with him Martin H. Aussenberg, Counsel, and Robert P. Kane, Attorney General, for appellee.

Argued September 8, 1975, before President Judge BOWMAN and Judges CRUMLISH, JR., KRAMER, WILKINSON, JR., MENCER, ROGERS and BLATT.

OPINION BY JUDGE KRAMER, October 28, 1975:

This is an appeal by Pioneer Finance Company, William J. Scully, Charles W. Stetzer, Martin C. Stetzer, David G. Stetzer and Rita T. Stetzer (appellants) from a final order of the Pennsylvania Securities Commission, dated April 30, 1974. That order revoked the exemptions from registration claimed by appellants and barred the individual appellants for a period of four years from being associated with any broker dealer, investment...

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