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WEINER v. SHEARSON, HAMMILL & CO., INC.

No. 72-1294.

521 F.2d 817 (1975)

Sidney B. WEINER, Plaintiff-Appellant, v. SHEARSON, HAMMILL & CO., INC., a corporation, Defendant-Appellee.

United States Court of Appeals, Ninth Circuit.

August 1, 1975.

Attorney(s) appearing for the Case

Sheldon Mitchell (argued), Phoenix, Ariz., for plaintiff-appellant.

John S. Hobbs (argued), Phoenix, Ariz., for defendant-appellee.

Before CHAMBERS, KOELSCH and SNEED, Circuit Judges.

OPINION

CHAMBERS, Circuit Judge:

Weiner brought this action in the Arizona District Court against his stockbroker, Shearson, Hammill & Co., Inc., alleging that the company had mishandled the sale and purchase of certain shares in Weiner's account in such a way as to violate the federal securities laws. Weiner sought a declaration that he owed the company nothing, and a judgment for compensatory damages for the diminution in value of the shares, and for...

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