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GEYER v. PAINE, WEBBER, JACKSON & CURTIS, INC.

No. C74-176.

389 F.Supp. 678 (1975)

Walter K. GEYER and Jean L. Geyer, Plaintiffs, v. PAINE, WEBBER, JACKSON & CURTIS, INC., a Delaware Corporation, Defendant.

United States District Court, D. Wyoming.

February 19, 1975.

Attorney(s) appearing for the Case

James P. Horiskey, Rooney & Horiskey, Cheyenne, Wyo., and Paul F. Hultin, Lohf & Barnhill, P. C., Denver, Colo., for plaintiffs.

William J. Thomson, Guy, Williams & White, Cheyenne, Wyo., and Roger Goldburg, Weinshienk, Miller, Goldburg & Borus, Denver, Colo., for defendant.

MEMORANDUM OPINION

KERR, District Judge.

The defendant has filed a motion to dismiss the third and fourth claims of plaintiffs' complaint. The issue before the Court is whether claims for relief are stated where the claims seek to establish liability on the part of the defendant-broker based upon alleged violations of rules adopted by the New York Stock Exchange and the National Association of Securities Dealers. The rules which allegedly have been violated...

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