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SECURITIES & EXCH. COM'N v. NATIONAL STUD. MKTG. CORP.

Civ. A. No. 225-72, M.D.L. No. 105.

402 F.Supp. 641 (1975)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NATIONAL STUDENT MARKETING CORPORATION et al., Defendants.

United States District Court, District of Columbia.

October 21, 1975.

Attorney(s) appearing for the Case

Theodore Sonde, S.E.C., Washington, D. C., for plaintiff.

Brian C. Elmer, Peter B. Work, Jones, Day, Reavis & Pogue, Washington, D. C., for defendant Robert A. Katz.

MEMORANDUM OPINION

PARKER, District Judge.

This matter concerns the legal responsibility and obligation of an attorney engaged in corporate and securities practice and his liability under the federal securities laws. The Securities and Exchange Commission (Commission or SEC) charges that the defendant Robert A. Katz, an attorney, violated and aided and abetted in the violation of the antifraud1 and reporting

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