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FREDRICKSON v. MERRILL LYNCH, PIERCE, FENNER & S., INC.

No. 73 C 216.

389 F.Supp. 1151 (1974)

J. Kenneth FREDRICKSON and Alan Surgal, Individually, and on behalf of a class of persons similarly situated, Plaintiffs, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., et al., Defendants.

United States District Court, N. D. Illinois, E. D.

September 9, 1974.

Attorney(s) appearing for the Case

Aram A. Hartunian, Pressman & Hartunian, Chicago, Ill., for plaintiff.

Charles W. Boand, Wilson & McIlvaine, Melville B. Bowen, Jr., Meyers & Matthias, Dean A. Dickie, Aaron, Aaron, Schimberg & Hess, Jerald Paul Esrick, Wildman, Harrold, Allen & Dixon, Joan M. Hall, Jenner & Block, Chicago, Ill., William E. Jackson, Milbank, Tweed, Hadley & McCloy, New York City, William R. Jentes, Kirkland & Ellis, Chicago, Ill., Lindsay A. Lovejoy, Jr., Simpson, Thacher & Bartlett, John J. Loflin, Lord, Day & Lord, New York City, John T. Loughlin, Bell, Boyd, Lloyd, Haddad & Burns, John J. McHugh, Chadwell, Kayser, Ruggles, McGee, Hastings & McKinney, William A. Montgomery, Schiff, Hardin & Waite, Earl E. Pollock, Sonnenschein, Levinson, Carlin, Nath & Rosenthal, Chicago, Ill., Wayne J. Roper, Gibbs, Roper & Fifield, Milwaukee, Wis., Samuel Weisbard, McDermott, Will & Emery, Henry L. Mason III, Sidley & Austin, Chicago, Ill., for defendants.

MEMORANDUM OPINION AND ORDER

PARSONS, District Judge.

This action was commenced on January 26, 1973. Plaintiffs have brought this action both individually and on behalf of a class of persons similarly situated; the class includes all nonmembers of three named stock exchanges who have paid or became liable to pay commissions for the purchase or sale of any securities to members of various stock exchanges during a particular four year period. The defendants...

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