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SECURITIES & EXCHANGE COM'N v. R. J. ALLEN & ASSOC., INC.

Civ. A. No. 74-1273-Civ-CF.

386 F.Supp. 866 (1974)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. R. J. ALLEN & ASSOCIATES, INC., et al., Defendants.

United States District Court, S. D. Florida.

November 29, 1974.

Attorney(s) appearing for the Case

Michael J. Stewart and Michael K. Wolensky, S. E. C., Miami, Fla., for plaintiff.

Marx & Squitero, Miami, Fla., and Lionel Barnet, Miami Beach, Fla., for defendants.

MEMORANDUM OPINION

FULTON, Chief Judge.

The plaintiff Securities and Exchange Commission ("Commission") filed its Complaint herein against the corporate and individual defendants on October 1, 1974, seeking injunctive and ancillary relief for alleged violations of Section 17(a) of the Securities Act of 1933, as amended, ("Securities Act") [15 U.S.C. § 77q(a)] and Section 10(b) of the Securities Exchange Act of 1934, as amended ("Exchange Act") [15 U...

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