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PFANENSTIEL v. LING & COMPANY, INC.

Civ. A. No. CA-3-5572-D.

371 F.Supp. 845 (1974)

Walter PFANENSTIEL, Plaintiff, v. LING & COMPANY, INC., a Texas corporation, and Weeks-Hemphill Noyes, a corporation, Defendants.

United States District Court, N. D. Texas, Dallas Division.

January 3, 1974.

Attorney(s) appearing for the Case

Thomas A. Melody, J. Dan Connelly, Dallas, Tex., for plaintiff.

H. Robert Powell, David F. Hunt, C. Richard White, Dallas, Tex., for defendants.

MEMORANDUM OPINION

ROBERT M. HILL, District Judge.

This cause of action was brought by Walter Pfanenstiel (hereinafter "Pfanenstiel") pursuant to the Securities Acts of 1933 and 1934. Specifically, Pfanenstiel alleges that Ling & Company, Inc., (hereinafter "Ling") violated Regulation T of the Federal Reserve System, 12 C.F.R. 220.4(c)(7), which requires that a broker liquidate a customer's account in the event that a disputed account is not settled...

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