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ANDREWS v. BLUE

Nos. 73-1393, 73-1394.

489 F.2d 367 (1973)

M. Richard ANDREWS, Plaintiff-Appellee and Cross-Appellant. v. Linden BLUE et al., Defendants-Appellants.

United States Court of Appeals, Tenth Circuit.

Decided November 29, 1973.

Attorney(s) appearing for the Case

Robert C. Burnstein, Oakland, Calif. (Stephen T. Susman of Berenbaum, Berenbaum & Susman, Denver, Colo., on the brief), for appellants.

Wm. Rann Newcomb, Denver, Colo. (Philip A. Rouse and J. Robert Fowler, Denver, Colo., on the brief), for plaintiff-appellee and cross-appellant.

Before SETH and DOYLE, Circuit Judges, and TALBOT SMITH, District Judge.

WILLIAM E. DOYLE, Circuit Judge.

Plaintiff-appellee obtained a judgment in the court below amounting to $100,973.10 from defendants-appellants Linden Blue, James N. Blue and H. Gregory Austin. Several theories were advanced. Claims under § 12 of the Securities Act of 1933 (15 U.S.C. § 77a et seq.); the Securities and Exchange Act of 1934 (15 U.S.C. § 78a et seq.); and Rule 10b-5. Pendent claims under the Colorado Securities Act and other principles...

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