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SECURITIES & EXCH. COM'N v. FIRST SECURITIES CO. OF CHICAGO

No. 68 C 1053.

366 F.Supp. 367 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. FIRST SECURITIES COMPANY OF CHICAGO, Defendant.

United States District Court, N. D. Illinois, E. D.

September 5, 1973.

Attorney(s) appearing for the Case

John I. Mayer, Regional Administrator, S.E.C., and Dennis J. Waldeck, Chicago, Ill., for plaintiff.

Charles Aaron and Michael L. Weissman, Chicago, Ill., for Keith B. McKy, Receiver.

Willard L. King, King, Robin, Gale & Pillinger, Willard J. Lassers, Elson, Lassers & Wolff, and Donald L. Vetter, Chicago, Ill., for escrow claimants.

Frank G. Uriell, Pope, Ballard, Kennedy, Shepard & Fowle, Chicago, Ill., for Union Bank & Trust Co. of Helena, Mont., and Eleanore A. Schueren, claimants.

John D. Norcross, Chicago, Ill., for Nora Moyer, claimant.

Samuel H. Young, Chicago, Ill., for Customer Creditors Committee.

Milton H. Cohen, Schiff, Hardin, Waite, Dorschel & Britton, Chicago, Ill., for Midwest Stock Exchange.

Joseph N. Morency, Jr., Price, Cushman, Keck & Mahin, Chicago, Ill., for Midwest Stock Exchange Special Trust Fund.

MEMORANDUM OF DECISION AND ORDER

JULIUS J. HOFFMAN, Senior District Judge.

Exceptions have been taken to the Special Master's Report of April 5, and Supplemental Report of May 30, 1973. The exceptions raise issues concerning the following matters:

I. Means of Classification

Transcending all matters is selection of a means for classifying the assets of and claims against First Securities...

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