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SECURITIES & EXCH. COM'N v. HAFFENDEN-RIMAR INT'L, INC.

Civ. A. No. 108-73-A.

362 F.Supp. 323 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HAFFENDEN-RIMAR INTERNATIONAL, INC. and Rimar Scotch Whisky Trading Co. et al., Defendants.

United States District Court, E. D. Virginia, Alexandria Division.

August 8, 1973.

Attorney(s) appearing for the Case

William R. Schief, Lionel E. Pashkoff, John R. Kiefner, Jr., and Lloyd F. Ryan, Jr., Arlington, Va., for plaintiff.

Joseph E. Casey, and Edward F. Canfield, Washington, D. C., for defendants.

MEMORANDUM OPINION

OREN R. LEWIS, District Judge.

The Securities and Exchange Commission brought this suit to permanently enjoin the defendants from continuing to violate the registration provisions of § 5 of the Securities Act of 1933, 15 U. S.C. § 77e(a) and (c); the anti-fraud provisions of § 17(a) of that Act, 15 U. S.C. § 77q(a); § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) and § 78q(a), and Rule...

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