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SECURITIES AND EXCHANGE COMMISSION v. WICK

No. 72 C 647.

360 F.Supp. 312 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Securities Investor Protection Corporation, Applicant, v. Robert E. WICK, d/b/a Robert E. Wick Company, Defendant.

United States District Court, N. D. Illinois, E. D.

March 15, 1973.

Attorney(s) appearing for the Case

John I. Mayer, William D. Goldsberry, William M. Hegan, S. E. C., Chicago, Ill., for S. E. C.

J. Kirk Windle, Boodell, Sears, Sugrue, Giambalvo & Crowley, Chicago, Ill., for Trustee.

Barry Freeman, Peterson, Ross, Rall, Barber & Seidel, Chicago, Ill., for Avenue Bank.

MEMORANDUM OPINION AND ORDER

McGARR, District Judge.

The Securities and Exchange Commission filed a complaint against Robert E. Wick, charging the defendant with numerous violations of the Securities Acts of 1933 and 1934. The complaint states: "Defendant Robert E. Wick d/b/a Robert E. Wick Company and Robert E. Wick Associates is insolvent and is failing to meet its obligations to customers". Count III of the pleading specifically charges Wick with violation...

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