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SECURITIES & EXCHANGE COM'N v. M. A. LUNDY ASSOCIATES

Civ. A. No. 4999.

362 F.Supp. 226 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. M. A. LUNDY ASSOCIATES et al., Defendants.

United States District Court, D. Rhode Island.

July 2, 1973.

Attorney(s) appearing for the Case

Willis H. Riccio, Regional Counsel, S. E. C., Boston, Mass., for plaintiff.

J. Owen Todd, of Hale and Dorr, Robert W. Mahoney, Boston, Mass., for Kathryn A. Allard.

Michael A. Gaffin, of Topkins, Gaffin, Elliott S. Topkins, Siegel & Krattenmaker, Boston, Mass., for Maurice A. Lundy and M. A. Lundy Associates and Scotch Whisky, Ltd.

Alan Z. Lefkowitz, of Kaplan, Finkel, Lefkowitz, Roth & Ostrow, Pittsburgh, Pa., Abraham Belilove, Providence, R. I., for Florida Development Properties, Inc.

OPINION

DAY, District Judge.

In this action the plaintiff seeks injunctive relief, both preliminary and permanent, against the five defendants named in its complaint, based upon certain alleged violations by them of the Securities Act of 1933, 15 U.S.C. § 77a et seq. and of the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq.

In Count I of its complaint the plaintiff alleges that the defendants M. A. Lundy Associates, a sole proprietorship...

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