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SECURITIES & EXCHANGE COM'N v. THUNDERBIRD VALLEY, INC.

No. Civ. 72-4100.

356 F.Supp. 184 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. THUNDERBIRD VALLEY, INC., et al. Defendants.

United States District Court, D. South Dakota, S. D.

March 19, 1973.

Attorney(s) appearing for the Case

Clinton E. Watkins, Denver, Colo., appeared in behalf of plaintiff.

Russell R. Greenfield, Boyce, Murphy, McDowell & Greenfield, Sioux Falls, S. D., and Peter A. Neisser, Phoenix, Ariz., appeared in behalf of the defendants Thunderbird and Agers.

Robert C. Heege, Davenport, Evans, Hurwitz & Smith, Sioux Falls, S. D., appeared in behalf of the defendant Clifton.

MEMORANDUM DECISION

NICHOL, Chief Judge.

This action was instituted by the Securities and Exchange Commission (S. E.C.) seeking a temporary restraining order, a preliminary injunction and a final judgment, pursuant to 20(b) of the Securities Act of 1933, as amended, 15 U.S.C. Sec. 77t(b), enjoining the defendants from engaging in acts and practices which constitute and will constitute violations of 5(a) and 5(c) of the Securities Act of 1933, as amended...

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