ARNOLD v. BACHE & CO., INC.

Civ. No. 69-448.

377 F.Supp. 66 (1973)

Gordon ARNOLD et al. v. BACHE & CO., INC., and J. Samuel Sicherman, trading as J. Samuel Sicherman & Co.

United States District Court, M. D. Pennsylvania.

November 16, 1973.


Attorney(s) appearing for the Case

Laster, Strohl, Kane & Mattes, and T. Linus Hoban, Welles & McGrath, Scranton, Pa., for plaintiffs.

James W. Scanlon, Scranton, Pa., Sullivan & Cromwell, New York City, for defendants.


MEMORANDUM AND ORDER

NEALON, District Judge.

In a one-count complaint filed November 3, 1969,1 plaintiffs predicated defendant's liability upon alleged violations of the Securities Exchange Act of 19342 and the Commodities Exchange Act of 1934.3 In support of their theories of recovery, plaintiffs alleged that the business activities...

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