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SECURITIES & E. COM'N v. CHARLES A. MORRIS & ASSOC., INC.

Civ. A. No. C-72-368.

386 F.Supp. 1327 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHARLES A. MORRIS & ASSOCIATES, INC., formerly known as Morris Darley and Associates, Inc., and Tax Free Bonds, et al., Defendants.

United States District Court, W. D. Tennessee, W. D.

February 1, 1973.

Attorney(s) appearing for the Case

James E. Birchby, SEC, Washington, D. C., for SEC.

Hal Gerber and Eugene Berstein, Memphis, Tenn., for Charles A. Morris & Associates, Charles A. Morris, Edward Disbrown Morris, Ray Thomas Bauman and Charles T. Chicorelli.

Henry L. Klein, Memphis, Tenn., for Michael Patrick McTighe.

B. C. Clifton, Memphis, Tenn., for Claude Dean Dillard.

Jim Walker Cunningham, pro se.

Albert Boyd, Memphis, Tenn., for Ted L. Cutshaw.

Robert G. Gilder, Southaven, Miss., for Ronald Lee Epperson, and Roy G. Lovelace.

John William Ferrell, pro se.

Armistead F. Clay, Memphis, Tenn., for Gary Crizer Hottum.

Harold Weiss, Memphis, Tenn., for Steven Adams Lancaster.

Raymon Sauer, Memphis, Tenn., for Malcolm E. Ratliff.

Louis F. Allen, Memphis, Tenn., for Roger Charles Russell.

Donald Bryan Smith, pro se.

Olen C. Batchelor, Jr., Memphis, Tenn., for Roy Langston White.

MEMORANDUM DECISION

BAILEY BROWN, Chief Judge.

This action was brought by the Securities and Exchange Commission pursuant to § 20(b) of the Securities Act of 1933 and § 21(e) of the Securities Act of 1934. The Commission alleges that from March, 1971 to the present time, the defendants, a Memphis municipal bond firm and a number of its officers and employees, violated § 17(a) of the 1933 Act,1 and also violated...

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