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KENNETH MARSHALL & CO. v. STATE

119 N.J. Super. 588 (1972)

293 A.2d 200

KENNETH MARSHALL & COMPANY, A NEW JERSEY CORPORATION, APPELLANT, v. THE STATE OF NEW JERSEY, BUREAU OF SECURITIES, GEORGE F. KUGLER, JR., ATTORNEY GENERAL OF THE STATE OF NEW JERSEY, AND JOSEPH F. KRUPSKY, CHIEF, BUREAU OF SECURITIES, RESPONDENTS.

Superior Court of New Jersey, Appellate Division.

Decided June 28, 1972.

Attorney(s) appearing for the Case

Mr. John B.M. Frohling, attorney for appellant (Messrs. Donald P. Sharkey and Charles H. Brandt, on the brief).

Mr. George F. Kugler, Jr., Attorney General, attorney for respondents (Mr. Charles R. Parker, Deputy Attorney General, of counsel and on the brief).

Before Judges LABRECQUE, KOLOVSKY and ALLCORN.

PER CURIAM.

In February 1970 appellant filed a verified application with the Bureau of Securities seeking registration as a broker-dealer pursuant to N.J.S.A. 49:3-57, a section of the Uniform Securities Law (1967), N.J.S.A. 49:3-47, et seq.

The application form called for an answer to the following question:

13. Will the applicant in the course of its business have custody of client...

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