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SECURITIES AND EXCHANGE COM'N v. McDONALD INVESTMENT CO.

No. 4-72 Civ. 132.

343 F.Supp. 343 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. McDONALD INVESTMENT CO. and H. J. McDonald, Defendants.

United States District Court, D. Minnesota, Fourth Division.

May 26, 1972.

Attorney(s) appearing for the Case

Donald Dreyfus, Chicago, Ill., for plaintiff.

Melvin R. Harris, Minneapolis, Minn., for defendants.

MEMORANDUM OPINION

NEVILLE, District Judge.

The question presented to the court is whether the sale exclusively to Minnesota residents of securities, consisting of unsecured installment promissory notes of the defendant, a Minnesota corporation, whose only business office is situate in Minnesota, is exempt from the filing of a registration statement under § 3(a) (11) of the 1933 Securities Act, 15 U.S.C. § 77c, when the proceeds from the sale of...

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