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JENNINGS v. BOENNING & COMPANY

Civ. A. No. 72-427.

352 F.Supp. 1000 (1972)

John E. JENNINGS and Helen M. Jennings, v. BOENNING & COMPANY and Boenning & Scattergood, Inc.

United States District Court, E. D. Pennsylvania.

October 31, 1972.

Attorney(s) appearing for the Case

Edward Fackenthal, of Henderson, Wetherill & O'Hey, Norristown, Pa., for plaintiffs.

Carter Anderson, Rawle & Henderson, Philadelphia, Pa., for defendants.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

BRODERICK, District Judge.

This is an action for damages for violation of Regulation 12 C.F.R. § 220.4(b)(2) of the Securities and Exchange Commission, promulgated pursuant to 15 U.S.C. § 78g. This Regulation sets forth the margin requirements for brokers and dealers in securities. The plaintiffs claim that the defendants failed to liquidate plaintiff Helen M. Jennings' account when she did not make full...

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