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SECURITIES & EXCHANGE COM'N v. CAPITAL COUNSELLORS, INC.

No. 71 Civ. 1390.

332 F.Supp. 291 (1971)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CAPITAL COUNSELLORS, INC., et al., Defendants.

United States District Court, S. D. New York.

June 11, 1971.

Attorney(s) appearing for the Case

Kevin Thomas Duffy, Regional Admr., New York Regional Office, New York City, for Securities and Exchange Commission, Donald N. Malawsky, Gerald Gordon, Roger M. Deitz, Paul V. Mifsud, New York City, of counsel.

Conboy, Hewitt, O'Brien & Boardman, New York City, for defendants, Hobart L. Brinsmade, David J. Mountan, Jr., Myron D. Cohen, New York City, of counsel.

OPINION

COOPER, District Judge.

Plaintiff Securities and Exchange Commission instituted this action on March 25, 1971 by filing a complaint alleging numerous violations by the corporate and individual defendants of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and the rules and regulations enacted thereunder (Plaintiff's Complaint, March 25, 1971, pp. 12); requesting the issuance of an injunction restraining...

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