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SEC v. NATIONAL SECURITIES INC.

No. 41.

393 U.S. 453 (1969)

89 S.Ct. 564

21 L.Ed.2d 668

SECURITIES AND EXCHANGE COMMISSION v. NATIONAL SECURITIES, INC., ET AL.

Supreme Court of United States.

Decided January 27, 1969.

Attorney(s) appearing for the Case

Solicitor General Griswold argued the cause for petitioner. With him on the briefs were Lawrence G. Wallace, Philip A. Loomis, Jr., David Ferber, Edward B. Wagner, and Frank N. Fleischer.

John P. Frank argued the cause for respondents. With him on the brief was A. Gordon Olsen.

MR. JUSTICE MARSHALL delivered the opinion of the Court.

This case raises some complex questions about the Securities and Exchange Commission's power to regulate the activities of insurance companies and of persons engaged in the insurance business. The Commission originally brought suit in the United States District Court for the District of Arizona, pursuant to § 21 (e) of the Securities Exchange Act of 1934, 48 Stat...

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