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SECURITIES AND EXCHANGE COMMISSION v. DOTT

No. 69 Civ. 551.

302 F.Supp. 169 (1969)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Andrew B. DOTT et al., Defendants.

United States District Court S. D. New York.

May 14, 1969.

Attorney(s) appearing for the Case

Arthur F. Mathews, Burton H. Finkelstein, Richard S. Kraut and Howard S. Jacobs, Washington, D. C., for plaintiff SEC.

Irving Fliegler, New York City, for defendant George J. Wunsch.

MEMORANDUM

TYLER, District Judge.

In this civil action, the Securities and Exchange Commission ("Commission") seeks a permanent injunction, alleging, inter alia, that defendant George J. Wunsch ("Wunsch"), a registered representative has engaged in trading for his own account1 in violation of the securities laws of the United States.2 Wunsch does not deny the charges in the complaint but defends...

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