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SECURITIES & EXCHANGE COM'N v. NORTHEASTERN FINANCIAL CORP.

Civ. A. No. 140-63.

268 F.Supp. 412 (1967)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NORTHEASTERN FINANCIAL CORPORATION, Robert K. Berry, Reginald M. Bevan, Louis R. Dreyling & Co., Inc., Louis R. Dreyling, Fred Cimino and Paul W. Cotton, Defendants.

United States District Court D. New Jersey.

January 17, 1967.

Attorney(s) appearing for the Case

Llewellyn P. Young, by Bert L. Gusrae, David Y. Handelman and Judith G. Shepard, New York City, for plaintiff.

John H. Kelley, New York City, for Louis R. Dreyling & Co. Inc. and Louis R. Dreyling.

Samuel Cole, Jersey City, N. J., Irving Fliegler, New York City, for Fred Cimino.

Frank Metro, Newark, N. J., for Reginald M. Bevan.

OPINION

AUGELLI, District Judge:

On February 18, 1963, plaintiff Securities and Exchange Commission (Commission) filed a complaint in this Court charging defendants with violations of several sections of the Securities Act of 1933 (1933 Act), 15 U.S.C.A. § 77a et seq., and the Investment Company Act of 1940 (1940 Act), 15 U.S.C.A. § 80a-1 et seq.

On the basis of the complaint and supporting affidavits this Court, on February 19, issued...

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