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GEARHART & OTIS, INC. v. SECURITIES AND EXCHANGE COM'N

No. 18817.

348 F.2d 798 (1965)

GEARHART & OTIS, INC., Frederick D. Gearhart, Jr. and Edward V. Otis, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION and United States of America, Respondents.

United States Court of Appeals District of Columbia Circuit.

Decided June 30, 1965.

Petition for Rehearing Denied August 10, 1965.

Attorney(s) appearing for the Case

Mr. Courts Oulahan, Washington, D. C., with whom Messrs. Charles S. Rhyne and Edward D. Coxen, Jr., Washington, D. C., were on the brief, for petitioners.

Mr. Philip A. Loomis, Jr., Gen. Counsel, S. E. C., with whom Mr. Walter P. North, Associate Gen. Counsel, S. E. C., was on the brief, for respondents. Mr. Ellwood L. Englander, Asst. Gen. Counsel, S. E. C., also entered an appearance for respondents.

Before WILBUR K. MILLER, Senior Circuit Judge, and WRIGHT and TAMM, Circuit Judges.

J. SKELLY WRIGHT, Circuit Judge.

Petitioners seek review of an order of the Securities and Exchange Commission revoking the broker-dealer registration1 of Gearhart & Otis, Inc., expelling it from membership in the National Association of Securities Dealers,2 and finding Gearhart and Otis individually to be the cause of the revocation and expulsion. In so doing...

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