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SECURITIES AND EXCHANGE COMMISSION v. COHN

Civ. A. No. 577-60.

216 F.Supp. 636 (1963)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Charles E. COHN, Henry S. Giannetti, Sr., d/b/a Phoenix Securities, Defendants.

United States District Court D. New Jersey.

April 10, 1963.

Attorney(s) appearing for the Case

Llewellyn P. Young, Regional Adm'r, William Lerner and John Cione, New York City, for plaintiff.

Abraham M. Stanger, New York City, for defendants.

AUGELLI, District Judge.

On July 21, 1960, this Court issued a preliminary injunction in this case which enjoined defendants, pending final determination of the matter,

"* * * from engaging in the business of a broker buying and selling securities for the account of others and engaging in the business of a dealer buying and selling securities for its own account while registered as a broker-dealer with the plaintiff while and at a time when the books and...

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