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CONROY v. SCHULTZ

80 N.J. Super. 443 (1963)

194 A.2d 20

DAVID F. CONROY, SR., CHIEF OF THE BUREAU OF SECURITIES OF THE STATE OF NEW JERSEY, PLAINTIFF, v. MORTIMER L. SCHULTZ, DEFENDANT.

Superior Court of New Jersey, Chancery Division.

Decided September 26, 1963.

Attorney(s) appearing for the Case

Mr. John W. Hayden, Jr., Deputy Attorney General, for plaintiff (Mr. Arthur J. Sills, Attorney General of New Jersey, attorney).

Mr. Grover C. Richman, Jr. for defendant (Messrs. Richman, Berry & Ferren, attorneys).

MINTZ, J.S.C.

The Chief of the Bureau of Securities of the State of New Jersey seeks to enjoin the defendant, Mortimer L. Schultz ("Schultz"), from issuing, selling or engaging in the sale of securities. The complaint charges the defendant with having engaged in such activities without being registered as a broker-dealer or agent in this State, as required under N.J.S.A. 49:3-9, and further, that in connection with the offer, sale and assignment of securities...

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