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SECURITIES AND EXCHANGE COM'N v. CHILDREN'S HOSPITAL

Civ. A. No. 4477 Phx.

214 F.Supp. 883 (1963)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHILDREN'S HOSPITAL, James D. Jennings, Ernest G. Ross, Defendants.

United States District Court D. Arizona.

January 14, 1963.

Attorney(s) appearing for the Case

Arthur E. Pennekamp, Regional Administrator, F. E. Kennamer, Jr., Asst. General Counsel, Arthur H. Hutton, San Francisco, Cal., Martin V. Miller, Asst. Chief Enforcement Attorney, Arthur F. Mathews, Washington, D. C., Attorneys for Securities and Exchange Commission, for plaintiff.

No appearance for defendants.

Davis, District Judge

FINDINGS OF FACT AND CONCLUSIONS OF LAW

I

Background Statement

A. Pleadings

1. On November 2, 1962, the Securities and Exchange Commission ("Commission") filed a complaint to enjoin Children's Hospital ("Children's"), James D. Jennings ("Jennings") and Ernest G. Ross ("Ross") from engaging in acts and practices constituting violations of Section 5(a) and (c) of the Securities Act of 1933 ("Securities...

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