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SECURITIES & EXCH. COM'N v. AMERICAN FOUND. FOR ADV. ED. OF ARK.

Civ. A. No. 9734.

222 F.Supp. 828 (1963)

SECURITIES AND EXCHANGE COMMISSION v. The AMERICAN FOUNDATION FOR ADVANCED EDUCATION OF ARKANSAS, The Arkansas Enterprises, Inc. and Haca Investments, Inc., Huie H. Smith, Robert T. Shaw.

United States District Court W. D. Louisiana, Shreveport Division.

October 11, 1963.

Attorney(s) appearing for the Case

O. H. Allred, Norman M. Reed and Buddy M. Dicken, Securities & Exchange Commission, Fort Worth, Tex., for plaintiff.

Marshall N. Carlisle, Little Rock, Ark., for defendants.

PUTNAM, District Judge.

This suit is brought by the Securities and Exchange Commission against the defendants for injunctive relief to prevent alleged practices carried out by these defendants in violation of § 5(a) (1) and 5(c) of the Securities Act of 1933, as amended, 15 U.S.C.A. § 77e(a) (1) and 77e(c). Authority for the suit is found in § 20(b) of the Securities Act of 1933, as amended, 15 U.S.C.A. § 77t (b), and § 21(e) of the Securities...

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