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SECURITIES & EXCHANGE COM'N v. INVESTMENT BANKERS

Civ. A. No. 378-60.

181 F.Supp. 346 (1960)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. INVESTMENT BANKERS OF AMERICA, INC., Defendant.

United States District Court District of Columbia.

February 25, 1960.

Attorney(s) appearing for the Case

Thomas S. Sullivan, W. J. Crow, Washington, D. C., for plaintiff.

Joseph A. Fanelli, Washington, D. C., for defendant.

YOUNGDAHL, District Judge.

The Securities and Exchange Commission has moved for a preliminary injunction to restrain the defendant corporation, a registered broker-dealer, from operating its over-the-counter securities business.1 The motion is based on the S. E. C.'s contention that the defendant has violated Rule 15c3-1 (17 C.F.R. 240, 15c3-1), promulgated under the Securities Exchange Act of 1934, by not satisfying the rule's capital...

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