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SECURITIES & EXCHANGE COM'N v. PEERLESS-NEW YORK

157 F.Supp. 328 (1958)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. PEERLESS-NEW YORK, Inc., Defendant.

United States District Court S. D. New York.

January 3, 1958.

Attorney(s) appearing for the Case

Henry R. Bright, Counsel for Div. of Trading & Exchanges Securities and Exchange Commission, New York City, for plaintiff.

McNabb, Sommerfield & James, New York City, for defendant.

EDELSTEIN, District Judge.

In an action by the Securities and Exchange Commission to enjoin the defendant, a registered broker-dealer, from violating § 15(c) (3) of the Securities Exchange Act of 1934, 15 U.S.C. § 78o(c) (3), 15 U.S.C.A. § 78o(c) (3), and a rule adopted thereunder, the plaintiff has moved by order to show cause for a temporary injunction. The rule defendant is alleged to have violated, X-15c3-1 (17 CFR 240.15c3-1), relates...

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