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SECURITIES AND EXCHANGE COMMISSION v. GRAYE

156 F.Supp. 544 (1957)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. James C. GRAYE, d/b/a J. C. Graye Co., Defendant.

United States District Court S. D. New York.

November 14, 1957.

Attorney(s) appearing for the Case

Paul Windels, Jr., Regional Administrator, Michael F. Parrino, New York City, for plaintiff.

Sidney B. Josephson, New York City, for defendant.

IRVING R. KAUFMAN, District Judge.

By this motion the Securities and Exchange Commission seeks a preliminary injunction pursuant to Rule 65 of the Federal Rules of Civil Procedure, 28 U.S. C.A. to restrain defendant from future violations of § 15(c) (3) of the Securities Exchange Act of 1934 (15 U.S.C.A. § 78o (c) (3) and of Rule 240.15 c 3-1 (17 C.F.R. § 240.15 c 3-1) of the Securities and Exchange Commission (hereinafter referred to as S.E...

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