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SECURITIES & EXCHANGE COM'N v. KEITH RICHARD SEC. CORP.

148 F.Supp. 358 (1957)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. KEITH RICHARD SECURITIES CORP., Defendant.

United States District Court S. D. New York.

January 17, 1957.

Attorney(s) appearing for the Case

Paul Windels, Jr., Regional Administrator, William D. Moran, Asst. Regional Administrator, John J. Devaney, Jr., Chief, Branch of Enforcement, Andrew N. Grass, Jr., New York City, for plaintiff.

Max M. Rutten, New York City, for defendant.

BRYAN, District Judge.

The Securities and Exchange Commission has sued, pursuant to Section 27 of the Securities Exchange Act, 15 U.S.C.A. § 78aa, to enjoin the continuance of alleged violations of the Act by a broker and dealer in securities. The Commission now makes two motions for preliminary injunctions restraining defendant from continuance of the acts and practices complained of pending the hearing and determination of the action.

The S. E. C. alleges...

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