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SECURITIES AND EXCHANGE COMMISSION v. REITER

146 F.Supp. 552 (1956)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Morris J. REITER d/b/a M. J. Reiter Co., and Morris J. Reiter, individually, Defendants.

United States District Court S. D. New York.

Supplemental Opinion November 26, 1956.

Attorney(s) appearing for the Case

Paul Windels, Jr., Atty., New York City, for Regional Admr.

John J. Devaney, Jr., Chief Enforcement Atty., William D. Moran, Asst. Regional Admr., Charles E. Greaney, New York City, for plaintiff.

Julian Jawitz, New York City, for defendants.

EDELSTEIN, District Judge.

The Securities and Exchange Commission has brought an action against defendant, a registered broker-dealer in securities, to enjoin him from engaging in practices alleged to constitute violations of Sections 15(c) (1) and 15 (c) (3) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. 78o(c) (1) and 78 o(c) (3), 15 U.S.C.A. § 78o(c) (1, 3), and also of Rules X-15C1-2 and X-15C3-1 adopted thereunder. The...

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