UNITED STATES v. SHAW

No. 14200-Y.

33 F.Supp. 531 (1940)

UNITED STATES v. SHAW et al.

District Court, S. D. California, Central Division.

June 14, 1940.


Attorney(s) appearing for the Case

Ben Harrison, U.S. Atty., and William F. Hall, Asst. U.S. Atty., both of Los Angeles, Cal., for plaintiff.

Harold C. Faulkner, of San Franscisco, Cal., for defendant.


YANKWICH, District Judge.

On July 17, 1936, and prior and subsequent to that date, at Los Angeles, California, the United States Securities and Exchange Commission, through certain of its officers, was conducting, under the authority of the Securities Act of 1933, 15 U.S. C.A. § 77a et seq., an investigation into certain transactions involving, among others, the stock of the Consolidated Mines of California, a California...

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